Job | Head of Legal & Compliance | Badenoch + Clark
Région
Luxembourg
Salaire
Type de contrat
CDI
Catégorie
Banque & Services Financiers
Job Reference Number
10870
Industry
Administration de fonds

Introduction

You will be offered to organise and supervise the Compliance and Legal Department in order to ensure its smooth operation (respect of quality and deadlines) and manage contacts with external providers, auditors or regulatory institutions for compliance and legal matters.

Acting as the Chief Compliance Officer (CCO) of the bank in line and as defined by applicable regulation, you will also act as a secretary of the Management Committee and Board of Directors Meetings.

Function information

Your Responsibilities

Supervise the activities of the Compliance & Legal Department

  • Validate the policies and procedures drafted or updated by compliance officers and legal advisors
  • Validate the assessment of clients' risk performed by the Compliance Officers, including the approval of the account openings
  • Develop the guidelines for the risk-based compliance monitoring program/plan and transmit them for validation to the Management Committee of the Bank
  • Analyse the regulatory and legal framework and their impact(s) on the bank and lead implementation projects.
  • Validate contracts and legal documents written by the Legal Advisors and ask for corrections if necessary

Represent the Compliance and Legal Department

  • Provide reports to the Management Committee and Board of Directors on the department activity and keep them posted on regulations and legislations updates
  • Ensure a regular contact with the Heads of department and with regulatory institutions
  • Negotiate and validate agreements to be conducted between the Bank and its counterparties

Perform the overall management of the team

Requirements

Your Profile

  • Legal degree with a successful managerial experience in a legal and compliance role in Luxembourg
  • Sound knowledge of the funds industry and regulatory environment of Luxembourg
  • Excellent interpersonal and communication skills
  • French and English mandatory

To include yourself within this recruitment process; to find out more information about this role; or to discuss other career opportunities we have available, please contact ANNIE BURTON as soon as possible - CONFIDENTIALITY ASSURED - Please note that by applying your cv is sent directly, and only, to the consultant in charge of this opportunity.

Before applying to any of our opportunities, we invite you to read our privacy policy, available on our website. https://www.badenochandclark.com/en-lu/privacy-policy

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Information

Burton Annie

+352 26 19 28 1013

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