Job | Transfer Agent- Operations Control Manager | Badenoch + Clark
To be disclosed
Contract Type
To be disclosed
Banking & Financial Services


Do you enjoy AML/KYC/CTF/FATCA and CRS topics and have an analysing mindset?

Are you a person who enjoys high quality work and services?

Do you have experience in oversight and management role?

Our client is a global player with a human sized management company in Luxembourg who carries out the transfer agency services in-house for their own funds. They deal with institutional clients globally and currently seeking for an Operations Control Manager who will be responsible for compliance regarding TA topics.

Function information

Your Responsibilities

  • Manage and mentor a team and analyse the consistent implementation of effective and efficient control and analysis framework (AML/KYC/CTF, short term trading, high value and high-risk transactions)
  • Carry out internal control reviews of the management company
  • Provide clear and concise reports summarising review results and make appropriate changes
  • Ensure that documentation and processes are developed and kept up to date
  • Assist the Director of global TA Compliance and Controls, Lux Legal and Compliance departments
  • Review the output of internal reviews (internal audit) and other external third-party reviews
  • Assist with other ad-hoc topics within the company


Your Profile

  • 5-8 years relevant experience required
  • Strong knowledge of audit concepts, techniques and procedures with ability to analyse risks
  • Clear understanding of TA operations and Client Service
  • Good knowledge of relevant AML/KYC/CTF and Tax Reporting regulations
  • Fluent in English other languages will be considered an advantage
  • Leadership experience and experience as a team partner
  • Ability to multi-task and prioritize within an established timeframe
  • Ability to interact with various levels of management and to influence behaviour without direct authority

To include yourself within this recruitment process; to find out more information about this role; or to discuss other career opportunities we have available, please contact Annie Burton as soon as possible - CONFIDENTIALITY ASSURED - Please note that by applying your cv is sent directly, and only, to the consultant in charge of this opportunity. #LI-AB1

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Annie Burton

+352 26 19 28 1013

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