Job | SENIOR COMPLIANCE OFFICER - Asset Services | Badenoch + Clark
Posted 21 September 2022
To be disclosed
Contract Type
Banking & Financial Services
Job Reference Number
Employment Type
Full Time

Client Description:

People are at the core of our business, and we believe everyone has a chance to be part of the future of work. At Badenoch + Clark | LHH Recruitment Solutions, we believe in talent, not labels, and embrace diversity and promote more inclusive employment to our clients and partners. This is a great opportunity to join an established and human-size custodian bank with a very positive relationship with the regulator in Luxembourg. Reporting to the head of legal and compliance, you will support him with the management of every compliance, regulatory and AML topic applicable in Luxembourg.  


  • Support the Directors and Head of Department on compliance and legal matters
  • Anticipate and beware of compliance risks threatening the bank 
  • Monitor the new laws and regulations that could impact the business, reacting accordingly by updating existing processes or creating new ones
  • Carry out regular compliance checks and controls
  • Support the TA department by providing training and advisory services on compliance-related matters such as bank governance, AML/CTF, MIFID, FATCA/CRS, QI, …
  • Manage the internal records and communication with the regulators
  • Actively participate in various projects involving the implementation of new regulations, liaising with external advisors when required

Candidate Profile:

  • Legal or university degree with a first successful experience of minimum 5 years in compliance
  • Strong expertise in TA and Depositary Services, AML, and compliance matters
  • Solid knowledge of the various regulations and European laws impacting the funds and the banking industry in Luxembourg (Ucits/AIFM, Fatca, CRS, GDPR, …)
  • Proven skills in KYC DDs from partners as well as designing, planning, and leading KYC audits of the bank’s business partners.
  • Excellent communication and interpersonal skills, highly organized, proactive and 

To include yourself within this recruitment process; to find out more information about this role; or to discuss other career opportunities we have available, please contact Annie Burton as soon as possible - CONFIDENTIALITY ASSURED. 

Ready For Next.

Annie Burton, 


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