Job | Compliance Officer | Badenoch + Clark
To be disclosed
Contract Type
To be disclosed
Legal In-House


Are you ready to join a company with a great reputation?

Do you have the necessary investment funds experience?

Would you like to be a part of a growing international team?

My client is a global player who offers fund management services. They deal with blue-chip companies and leaders in domestic markets. They are different from other companies, due to their substance, connectivity, independence and most importantly clean track record. This role is created due to growth and would report into the Compliance Officer.

Function information

Your Responsibilities

  • Monitoring of Compliance Logs and particularly the Correspondence with Regulators
  • Testing of the Compliance Monitoring Plan and proposal of mitigation measures
  • Preparation of internal reports to various committees
  • Review and implementation of new regulation
  • Preparation and delivery of compliance training
  • Review of policies and procedures
  • Dedicated compliance tasks as assigned by the Conducting Officer for the Compliance function


Your Profile

  • Master’s degree in Law/Finance or equivalent
  • Good understanding of the Luxembourg investment fund industry (Super ManCo, UCITS, AIFMD)
  • Have a minimum of 5 years of experience in audit, regulatory - compliance function
  • Clear team player
  • Organised and motivated
  • Strong communication skills
  • Willingness to improve, learn and identify improvement areas
  • Fluency in English, French or German would be an asset

To include yourself within this recruitment process; to find out more information about this role; or to discuss other career opportunities we have available, please contact Pawel Galanty as soon as possible - CONFIDENTIALITY ASSURED - Please note that by applying your cv is sent directly, and only, to the consultant in charge of this opportunity. #LI-PG1

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We’ll help you go further.


Pawel Galanty

+352 26 19 28 1009

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