Job | Compliance Associate | Badenoch + Clark
Posted 15 June 2022
Location
Luxembourg
Salary
To be disclosed
Contract Type
Permanent
Category
Banking & Financial Services
Job Reference Number
JN-122021-234486
Industry
Financial Services
STATE
Luxembourg
Employment Type
Full Time

Client Description:

People are at the core of our business and we believe everyone has a chance to be part of the future of work. At Badenoch + Clark, we believe in talent, not labels, and embrace diversity and promote more inclusive employment to our clients and partners. 

A great opportunity for a Compliance Associate to join one of the world’s leading private multi-asset alternative investment firms.

Working as part of the Company’s Private Equity team, the individual will be responsible for the AIFM compliance activity including anti-money laundering and counter-terrorist financing responsibilities. You will manage the day-to-day activities, including control, advisory and reporting. You will work closely with a number of different internal Luxembourg team members on a day to day basis and report to the Conducting Officer based in Luxembourg.

Responsibilities:

  • Perform and develop the Compliance Monitoring Plan of the AIFM
  • Develop and maintain Compliance policies
  • Advise on regulatory matters impacting the AIFM's activities
  • In charge of the management, record keeping, monitoring and analytical functions involved with Know-Your Client (KYC) procedures, anti-fraud, Anti Money Laundering (AML), Counter-Terrorist Financing (CTF) in Luxembourg, in particular for funds managed by the AIFM and any other entity that the AIFM may assist from time to time, including company’s non-AIFM funds' platform.
  • Conduct onboarding, ongoing & periodic due diligence on relationships
  • Monitoring & oversight of delegated AML tasks including those performed by service providers
  • Perform AML/KYC due diligence on investments Support the RC & RR on the AML/CFT matters.
  • Perform AML reporting (Board, Regulator)
  • Perform Compliance reporting (Board, Regulator, etc...)
  • Active role in the preparation of reports related to the Authorities & internal Governance forums (Board & Management team)
  • Monitor the laws, regulations and market practices in Luxembourg for the activities listed above, on an ongoing basis

Candidate Profile:

  • Master degree in law, finance or economics; Any other AML/CFT and compliance certification is considered as an asset
  • Experience in a similar function in Luxembourg, preferably in an AIFM regulatory environment
  • Knowledge and understanding of Luxembourg compliance laws and regulations.
  • Knowledge of private equity assets investment structures, their legal and administrative requirements and day to day business, would be an asset
  • Ability to set the priorities for the team, meet the deadlines, and report on their activity to the Conducting Officer
  • Meticulous attention to detail with a focus on high-quality output
  • Ability to work under pressure, meet tight deadlines, be a self-starter, and work autonomously
  • Outstanding business judgement as well as the highest level of integrity
  • At ease with working within a matrix environment with multiple stakeholders
  • Excellent analytical and logical abilities
  • Excellent verbal and written communication skills

To include yourself within this recruitment process; to find out more information about this role, or to discuss other career opportunities we have available, please contact Khrystyna Sahan as soon as possible - CONFIDENTIALITY ASSURED - Please note that by applying your cv is sent directly, and only, to the consultant in charge of this opportunity.

We’ll help you go further

Khrystyna Sahan +352 661 448 005

#LI-KS1

Start A Conversation

What would you like to speak about?

What would you like to speak about?

Finding my next role

Find your nearest office to speak to a consultant about taking your career to the next level

Finding Candidates

Our experts are ready to help your business

Anything else

If you're looking for leading talent our experts are ready to help you